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#	Item
101	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders; Rel. No[removed], File No. SR-Phlx[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-08-03 17:06:38 Finance Floor broker Order Securities Exchange Act Philadelphia Stock Exchange Short Chicago Board Options Exchange Financial markets Financial economics Investment
102	Exhibit 5 Additions underlined. Deletions [bracketed]. NYSE AMEX OPTIONS FEE SCHEDULE* NYSE Amex Options is the options trading facility of NYSE MKT LLC Last Updated: [November] December 1, 2012 Add to Reading List Source URL: www.sec.gov Language: English* - Date: 2012-12-12 13:40:24 Finance New York Stock Exchange Broker-dealer Market liquidity Order Dark liquidity Flash Crash Financial markets Financial economics Investment
103	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]April 25, 2014 Self-Regulatory Organizations; NYSE Arca Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-28 10:22:27 Financial system United States securities law United States Securities and Exchange Commission Financial regulation Short selling Securities Exchange Act Chicago Board Options Exchange Floor broker Short Financial markets Financial economics Finance
104	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]November 19, 2012 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change Related t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-20 13:53:26 Investment Financial services Finance Regulation NMS United States Securities and Exchange Commission Order Routing Broker-dealer Financial economics Stock market Financial markets
105	Microsoft Word - ViewDocument Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-02 17:20:10 Financial system Options Clearing Corporation Exercise Floor broker Short Exchange-traded fund Broker-dealer Philadelphia Stock Exchange Dealer equity option Financial economics Financial markets Finance
106	Exhibit 5 (Changes are indicated by underlining additions and [bracketing deletions]. Page 14 of 14 Chicago Board Options Exchange, Incorporated Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-13 09:22:32 Investment Finance Stock market VIX Chicago Board Options Exchange Algorithmic trading Floor broker Open outcry Financial markets Financial economics Mathematical finance
107	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]August 12, 2009 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-17 10:07:56 Finance Chicago Board Options Exchange Securities Exchange Act Floor broker Order Options Clearing Corporation Market maker Broker-dealer Financial markets Financial economics Financial system
108	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Professional and Voluntary Professional Fees Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-14 10:51:07 Economy of the United States Financial system Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Financial economics Chicago Board Options Exchange United States securities law
109	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Waiver of Transaction Fee for Public Customer Orders in SPDR Options Executed in Open Outcry or in the Automated Improvement M Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-06 10:11:27 Finance Chicago Board Options Exchange Securities Exchange Act Broker-dealer U.S. Securities and Exchange Commission NYSE Arca Market maker Options Clearing Corporation Financial economics Financial markets Financial system
110	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-05 16:18:11 Financial markets Chicago Board Options Exchange Workstation Option Broker-dealer Financial economics Investment Finance

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